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ACCOUNT OPENING FLOW CHART

Short selling reporting process

BDSSPL- POLICIES & PROCEDURES

B D SHROFF SECURITIES PVT LTD RISK MANAGEMENT POLICY

POLICY FOR PRE- FUNDED INSTRUMENTS AND ELECTRONIC FUND TRANSFERS

Grievance Filing Procedure

B.D.SHROFF SECURITIES PVT LTD INVESTOR COMPLAINT REDRESSAL MECHANISM

BDSSPL-POLICY FOR CLIENT CODE MODIFICATION

Advisory for Investors

LIST OF ACTIVE CLIENT BANK ACCOUNTS

Broking KYC and Account Opening

Prevention Against Money Laundering Act (PMLA)

Documents in Vernacular languages pursuant to SEBI Press Release No. 130/2016 dated 1St August 2016